Peter R. Lorson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter R Lorson, who also goes by Pedro Lorson, Peter R Lorson, Peter Rugg Lorson, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 12 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2024 - December 9, 2025
BERNSTEIN INSTITUTIONAL SERVICES LLC
January 5, 2023 - January 18, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
August 16, 2017 - August 29, 2018
FTX CAPITAL MARKETS LLC
July 9, 2008 - January 14, 2013
WSA FIXED INCOME, LLC
May 2, 2008 - July 8, 2022
WALL STREET ACCESS
August 1, 2007 - March 27, 2008
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
February 13, 2007 - June 25, 2007
G-TRADE SERVICES LLC
October 20, 2004 - February 15, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 11, 2000 - October 20, 2004
QUICK & REILLY, INC.
July 13, 1998 - June 6, 2000
INTERCAPITAL INTERNATIONAL INC.
December 1, 1994 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
December 1, 1994 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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