Peter R. Lorson
Professional summary
Peter R Lorson, who also goes by Pedro Lorson, Peter R Lorson, Peter Rugg Lorson, is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 12 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter R Lorson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2024 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167January 5, 2023 - January 18, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
August 16, 2017 - August 29, 2018
FTX CAPITAL MARKETS LLC
July 9, 2008 - January 14, 2013
WSA FIXED INCOME, LLC
May 2, 2008 - July 8, 2022
WALL STREET ACCESS
August 1, 2007 - March 27, 2008
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
February 13, 2007 - June 25, 2007
G-TRADE SERVICES LLC
October 20, 2004 - February 15, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 11, 2000 - October 20, 2004
QUICK & REILLY, INC.
July 13, 1998 - June 6, 2000
INTERCAPITAL INTERNATIONAL INC.
December 1, 1994 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
December 1, 1994 - April 28, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
