Suzanne M. Mccoy

TOTAL WEALTH ADVISORS

Hopkins, MN 55343

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CRD#: 2266347

Professional summary

Suzanne Michelle Mccoy, who also goes by Suzanne Michelle Cook, Suzanne Michelle Jordan, Suzanne Cook Pederson, Suzanne Michelle Pederson, is a registered financial advisor currently at TOTAL WEALTH ADVISORS, LLC located in Hopkins, Minnesota.

Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Suzanne has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Michelle Cook | Suzanne Michelle Jordan | Suzanne Cook Pederson | Suzanne Michelle Pederson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECT SUPPORT PROFESSIONAL - CARE GIVER FOR HANDICAP PERSON - 10 TO 30 HOURS PER WEEK - NON INVESTMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Michelle Mccoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2013 - Present

TOTAL WEALTH ADVISORS, LLC

Office #1: 809 Mainstreet, Hopkins, MN 55343

RIA

CRD#: 164633

Hopkins, MN

Past

February 16, 2007 - November 4, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WAYZATA, MN

Past

February 16, 2007 - November 4, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WAYZATA, MN

Past

April 13, 2006 - March 7, 2007

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EDINA, MN

Past

March 2, 1998 - March 7, 2007

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EDINA, MN

Past

May 11, 1994 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 18, 1992 - April 25, 1994

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOTAL WEALTH ADVISORS, LLC

CRD#: 164633 / SEC#: 801-121278

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

Louisiana

Registered Investment Advisory firm - (10/19/2022 Terminated)

Minnesota

Registered Investment Advisory firm - (10/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/1992

General Securities Representative Examination

Current Firm

TOTAL WEALTH ADVISORS, LLC

CRD#: 164633 / SEC#: 801-121278

RIA

Registered Investment Advisory firm - (5/21/2021 Approved)

Louisiana

Registered Investment Advisory firm - (10/19/2022 Terminated)

Minnesota

Registered Investment Advisory firm - (10/26/2022 Terminated)

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Contact information

Main Address

809 Mainstreet, Hopkins, MN 55343

Mailing Address

P.o. Box 5360, Hopkins, MN 55343

Phone number

(612) 294-9208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (9/11/2025)

APPENDIX 1 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	284
AUM (Assets Under Management)	$ 102,363,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Suzanne M. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Michelle Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

WELLS FARGO BROKERAGE SERVICES, L.L.C.

Primary Firm SEC Registration

TOTAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2006

Series 63

Date: 9/22/1992

Series 7

Date: 9/16/1992

Current Firm

TOTAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOTAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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