Michael A. Mcginnis

CU INVESTMENT SOLUTIONS LLC

Plano, TX 75024

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CRD#: 2266303

Professional summary

Michael Andrew Mcginnis, who also goes by Mike Mcginns, is a registered financial professional currently at CU INVESTMENT SOLUTIONS LLC located in Plano, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Mcginns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Andrew Mcginnis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2005 - Present

CU INVESTMENT SOLUTIONS LLC

Office #1: 6801 Parkwood Boulevard, Plano, TX 75024

RIA

CRD#: 43753

Plano, TX

Past

July 26, 2005 - November 18, 2005

SOUTHWEST CORPORATE INVESTMENT SERVICES, LLC

CRD#: 44970

PLANO, TX

Past

June 3, 1999 - August 4, 2003

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

November 8, 1996 - June 3, 1997

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

December 19, 1995 - December 9, 1996

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

NEW ORLEANS, LA

Past

October 23, 1992 - December 19, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 23, 1992 - December 19, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/16/2018)

Exams

State Security Law Exam

Series 63

Date: 11/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CU INVESTMENT SOLUTIONS LLC

CU INVESTMENT SOLUTION INC | U.S. CENTRAL CAPITAL MARKETS, INC. | CU INVESTMENT SOLUTIONS, INC. | CU INVESTMENT SOLUTIONS LLC | CU INVESTMENT SOLUTIONS INC

CRD#: 43753 / SEC#: , 8-50400

Kansas

Registered Investment Advisory firm - SEC (1/8/1998 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

8500 W. 110th Street Suite 650, Overland Park, KS 66210

Mailing Address

8500 W. 110th Street Suite 650, Overland Park, KS 66210

Phone number

(913) 912-5240

Established

Kansas since 06/30/2011

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ALLOYA CORPORATE FCU	OWNER
CATALYST FEDERAL CREDIT UNION	OWNER
CORPORATE AMERICA CREDIT UNION	OWNER
MILLENNIUM CORPORATE CREDIT UNION	OWNER
TRICORP FEDERAL CREDIT UNION	OWNER
VOLUNTEER CORPORATE CREDIT UNION	OWNER
BECKER, JOSHUA DAMON	CHIEF OPERATING OFFICER	5784666
JACKSON, MATTHEW DAVID	CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	3251494
THOMAS, BRADFORD LOWELL	CHIEF FINANCIAL OFFICER	6180244

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Mcginnis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Andrew Mcginnis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHWEST CORPORATE INVESTMENT SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CAPITAL ONE INVESTMENTS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/12/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1992

Series 24

Date: 12/30/2010

FINRA

Current Firm

CU INVESTMENT SOLUTIONS LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CU INVESTMENT SOLUTIONS LLC

TRUST BUT VERIFY

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