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Eiki Mera

CRD# 2266237·Registered 1992 - 2023
Previously Registered: Being a previously registered professional could mean that Eiki is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eiki Mera was a registered financial advisor. Eiki was a previously registered financial professional and started their career in finance 1992 - 2023. Eiki had worked at 4 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

GOODFILL USA, LLC·CRD# 317610
BD
New York, NY
January 18, 2023 - April 21, 2023
SMBC NIKKO SECURITIES AMERICA, INC.·CRD# 28602
BD
New York, NY
October 27, 2015 - March 10, 2022
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
September 26, 2012 - October 28, 2015
MUFG SECURITIES AMERICAS INC.·CRD# 19685
BD
New York, NY
April 22, 2010 - May 7, 2012
MUFG SECURITIES AMERICAS INC.·CRD# 19685
BD
July 28, 1992 - October 13, 1992

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Current Firm

GU
GOODFILL USA, LLC

GOODFILL USA, LLC

CRD#: 317610 / SEC#: 8-70871
BD
Terminated by SEC on 06/17/2023

Contact Information

Established

New York since 10/29/2021

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
GOODFILL, LLCSOLE MEMBER—
ZAVATTERO, JEFFREY JOSEPHCEO & CCO4583685

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2018About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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