DD
Dana B. Davidson
MOMENTUM INDEPENDENT NETWORK
Glenview, IL 60025
Some features on this profile are disabled
CRD#: 2266216
DD
Professional summary
Dana Bruce Davidson is a registered financial advisor currently at MOMENTUM INDEPENDENT NETWORK INC. located in Glenview, Illinois.
Dana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dana has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DANA B DAVIDSON CPA CO, PC-S CORP, PRESIDENT, TAX ACCOUNTING PRACTICE; TOTAL FINANCIAL SECURITY CORP, S-CORP, FINANCIAL SERVICES AND FIXED INSURANCE, PRESIDENT, PROVIDES INVESTMENT SERVICES AND FIXED INSURANCE; 4350 DiPaolo Center, Suite 1A, Glenview, IL 60025 - Started 1/1/94 - 75% devoted during business hrs - 25% devoted during non-business hrs - No conflicts of interest 2) FRIENDSHIP FARMS; NON-INVESTMENT RELATED; WHEELING, IL; FARMING OF RENTAL PROPERTY; OWNER; STARTED NOVEMBER 2022; 8 HRS/MO; 4 HRS/MO DURING BUSINESS HOURS. 3) JUDSON UNIVERSITY - JU BOARD OF TRUSTEES - TRUSTEE - NO COMPENSATION - 8 HOURS PER MONTH OR LESS DURING BUSINESS HOURS - 8 HOURS PER MONTH or LESS DURING non BUSINESS HOURS - START DATE 05/01/2009 - ELGIN, IL - NO CONFLICTS OF INTEREST. 4) Dana Hope - Non-investment related - Wheeling, IL - Statistical Analysis and Professional Gaming - Owner - Started 8/1/2019 - Zero Hrs/Mo during business hours, Undetermined Hrs/Mo during non-business hours. 5) Marshall Culver 150 LLC; non-investment related; Glenview, IL; Real Estate Management/Real Estate Ownership/Farm Management/Farm Ownership; Manager; started 3/01/2000; 2 hrs/week during business hours; 2 hrs/week total. 6) Total Financial Security Corporation; Investment Related; Fixed insurance product agency; President; Started January 1, 1994; 8 hrs/day; 6 hrs/day during non-business hours; 7) First Time Productions, Inc.; non-investment related; Culver, IN; Movie production and related services; President; Started May 27, 2022; 24 hrs/mo; zero hrs/mo during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dana Bruce Davidson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dana Bruce Davidson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2018 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 4350 Dipaolo Center Suite 1a, Glenview, IL 60025RIA
BD
CRD#: 17587
Glenview, IL
Current
December 7, 2018 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 4350 Dipaolo Center Suite 1a, Glenview, IL 60025RIA
BD
CRD#: 17587
Glenview, IL
Past
June 29, 2000 - December 12, 2018
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NORTHBROOK, IL
Past
February 22, 2000 - December 12, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NORTHBROOK, IL
Past
August 26, 1992 - April 4, 2000
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.
CRD#: 17587 / SEC#: 801-60812, 8-35475
RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2023)
RR
Arizona(12/7/2018)
IAR
Arizona(3/20/2020)
RR
California(12/7/2018)
IAR
California(12/7/2018)
RR
Colorado(12/7/2018)
RR
Delaware(1/28/2020)
RR
Florida(12/7/2018)
IAR
Florida(12/10/2018)
RR
Georgia(12/7/2018)
IAR
Georgia(12/11/2018)
RR
Illinois(12/7/2018)
IAR
Illinois(10/27/2021)
RR
Indiana(12/7/2018)
RR
Iowa(12/7/2018)
RR
Kentucky(12/7/2018)
RR
Michigan(4/1/2019)
IAR
Michigan(10/14/2019)
RR
Minnesota(12/7/2018)
RR
Missouri(12/7/2018)
IAR
Missouri(7/31/2020)
RR
New Jersey(6/5/2020)
RR
New Mexico(12/7/2018)
IAR
New Mexico(12/7/2018)
RR
New York(12/7/2018)
RR
North Carolina(12/7/2018)
RR
Puerto Rico(2/3/2022)
RR
Tennessee(5/20/2025)
RR
Texas(12/7/2018)
IAR
Texas(12/7/2018)
RR
Utah(9/24/2019)
IAR
Utah(10/21/2019)
RR
Washington(12/7/2018)
IAR
Washington(12/7/2018)
RR
Wisconsin(12/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.
CRD#: 17587 / SEC#: 801-60812, 8-35475
RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
717 N. Harwood Street Suite 3400, Dallas, TX 75201
Mailing Address
717 Harwood Street Suite 3400, Dallas, TX 75201
Phone number
(214) 859-1800
Established
Texas since 01/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
98
SEC notice filing (50 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLTOP SECURITIES HOLDINGS, LLC | PARENT | |
| ALEXANDER, LAURA BONNELL | BOARD DIRECTOR | 2900382 |
| COYA, SCOTT ANDREW | CHIEF COMPLIANCE OFFICER | 2511281 |
| EDGE, JOSEPH MICHAEL | CHIEF FINANCIAL OFFICER | 4326551 |
| EDGE, JOSEPH MICHAEL | BOARD DIRECTOR | 4326551 |
| LEVENTHAL, LAURA | TREASURER | 1175259 |
| LEVENTHAL, LAURA | BOARD DIRECTOR | 1175259 |
| MCCAFFREY, SCOTT EDWARD | MANAGING DIRECTOR - HEAD OF MOMENTUM INDEPENDENT NETWORK INC. | 3076398 |
| MEDANICH, DAVID KING | BOARD DIRECTOR | 1030727 |
| MUSCHALEK, JOHN RICHARD | BOARD DIRECTOR | 2226859 |
| MUSCHALEK, JOHN RICHARD | PRESIDENT | 2226859 |
| TEMPLE, WILLIAM BARRY | MUNICIPAL PRINCIPAL | 2357830 |
| WINGES, MARTIN BRADLEY | CEO | 1929509 |
| WINGES, MARTIN BRADLEY | CHAIRMAN OF THE BOARD | 1929509 |
| WITTNEBEN, BRIAN LANE | GENERAL COUNSEL/SECRETARY | 4861905 |
Regulatory assets under management
| Total Number of Accounts | 2,850 |
| AUM (Assets Under Management) | $ 1,337,377,801 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 07/26/2024 | ||
| 07/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
