Leslie M. Corley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Maynard Corley, who also goes by Leslie M Corley, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1992. Leslie had worked at 2 firms and has passed the Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1998 - November 30, 2000
KILEY PARTNERS, INC.
December 3, 1992 - October 26, 2000
LM CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KILEY PARTNERS, INC.
CRD#: 37814 / SEC#: , 8-48050
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KILEY, MICHAEL DOUGLAS | C.E.O., FINOP, CCO, COO | 1550462 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
