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Ruslan B. Rapoport

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CRD#: 2265953
RR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ruslan B Rapoport, who also goes by Ruslan Rapoport, Ruslon B Rapoport, Russell Rapoport, was a registered financial professional .

Ruslan is a previously registered financial professional and started their career in finance in 1993. Ruslan had worked at 11 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ruslan Rapoport | Ruslon B Rapoport | Russell Rapoport

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 25, 1996 - October 22, 1996

L.B. SAKS, INC.

BD
CRD#: 34070
Past

March 28, 1996 - June 20, 1996

MATRIX SECURITIES CORPORATION

BD
CRD#: 30991
GARDEN CITY, NY
Past

December 19, 1995 - March 26, 1996

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

October 31, 1995 - December 15, 1995

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

August 31, 1995 - November 2, 1995

RUSSO SECURITIES INC.

BD
CRD#: 14425
STATEN ISLAND, NY
Past

January 19, 1995 - July 5, 1995

KERN, SUSLOW SECURITIES, INC.

BD
CRD#: 24755
NEW YORK, NY
Past

December 8, 1994 - July 11, 1995

CARTWRIGHT AND WALKER SECURITIES, INCORPORATED

BD
CRD#: 23504
LOS ANGELES, CA
Past

February 17, 1994 - July 20, 1994

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY
Past

September 22, 1993 - May 26, 1994

BUTTONWOOD SECURITIES, INC.

BD
CRD#: 18420
NEW YORK, NY
Past

September 9, 1993 - June 6, 1994

M. RIMSON & CO., INC.

BD
CRD#: 5250
NEW YORK, NY
Past

July 8, 1993 - August 17, 1993

WESTFIELD FINANCIAL CORPORATION

BD
CRD#: 8143
NEW YORK, NY
Past

June 2, 1993 - July 22, 1993

M. RIMSON & CO., INC.

BD
CRD#: 5250
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/1/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


LS
L.B. SAKS, INC.
B M S SECURITIES, INC. | L.B. SAKS, INC.

CRD#: 34070 / SEC#: , 8-46383

BD
Cancelled by SEC on 08/29/1997
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 05/24/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


L.B. SAKS, INC.

CRD#: 34070

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