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Ruslan B Rapoport

CRD# 2265953·Registered 1993 - 1996
Previously Registered: Being a previously registered professional could mean that Ruslan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ruslan B Rapoport, who also goes by Ruslan Rapoport, Ruslon B Rapoport, Russell Rapoport, was a registered financial advisor. Ruslan was a previously registered financial professional and started their career in finance 1993 - 1996. Ruslan had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ruslan Rapoport, Ruslon B Rapoport, Russell Rapoport

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

L.B. SAKS, INC.·CRD# 34070
BD
September 25, 1996 - October 22, 1996
MATRIX SECURITIES CORPORATION·CRD# 30991
BD
Garden City, NY
March 28, 1996 - June 20, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
December 19, 1995 - March 26, 1996
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
October 31, 1995 - December 15, 1995
RUSSO SECURITIES INC.·CRD# 14425
BD
Staten Island, NY
August 31, 1995 - November 2, 1995
KERN, SUSLOW SECURITIES, INC.·CRD# 24755
BD
New York, NY
January 19, 1995 - July 5, 1995
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED·CRD# 23504
BD
Los Angeles, CA
December 8, 1994 - July 11, 1995
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
February 17, 1994 - July 20, 1994
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
September 22, 1993 - May 26, 1994
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
September 9, 1993 - June 6, 1994
WESTFIELD FINANCIAL CORPORATION·CRD# 8143
BD
New York, NY
July 8, 1993 - August 17, 1993
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
June 2, 1993 - July 22, 1993

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Current Firm

LS
L.B. SAKS, INC.

B M S SECURITIES, INC. | L.B. SAKS, INC.

CRD#: 34070 / SEC#: 8-46383
BD
Cancelled by SEC on 08/29/1997

Contact Information

Established

New York since 05/24/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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