Myrle C. Grose
Professional summary
Myrle Conley Grose JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Myrle is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Myrle had worked at 5 firms, which includes ALLSTATE FINANCIAL SERVICES LLC, NEXT FINANCIAL GROUP INC., NATIONWIDE SECURITIES LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, ADVANTAGE CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2004 - October 12, 2004
ALLSTATE FINANCIAL SERVICES, LLC
January 10, 2003 - December 31, 2003
NEXT FINANCIAL GROUP, INC.
June 12, 2000 - December 31, 2002
NATIONWIDE SECURITIES, LLC
May 21, 1999 - March 6, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 27, 1992 - May 12, 1999
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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