Gerard J. Arrigale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Joseph Arrigale JR, who also goes by Jerry Arrigale Jr, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1993. Gerard had worked at 8 firms and has passed the Series 63, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2012 - March 28, 2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
March 22, 1999 - November 2, 2012
J.P. TURNER & COMPANY, L.L.C.
August 1, 1997 - May 14, 1998
J.P. TURNER & COMPANY, L.L.C.
November 25, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
August 20, 1996 - November 21, 1996
FIRST ALLIED SECURITIES, INC.
December 11, 1995 - July 26, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 27, 1995 - December 15, 1995
LANDMARK INTERNATIONAL EQUITIES
May 26, 1994 - March 2, 1995
TASIN & COMPANY, INC.
April 23, 1993 - May 26, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/17/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
