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DP

Darin L. Pankin

Some features on this profile are disabled
CRD#: 2265859
DP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darin Lyn Pankin was a registered financial professional .

Darin is a previously registered financial professional and started their career in finance in 1992. Darin had worked at 11 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 29, 1998 - October 14, 1999

BRIARWOOD INVESTMENT COUNSEL

BD
CRD#: 6368
NEW YORK, NY
Past

October 28, 1997 - April 9, 1998

MERIT CAPITAL ASSOCIATES, INC.

BD
CRD#: 30576
WESTPORT, CT
Past

February 22, 1997 - October 2, 1997

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY
Past

November 19, 1996 - February 25, 1997

ROAN CAPITAL PARTNERS L.P.

BD
CRD#: 33063
NEW YORK, NY
Past

July 13, 1996 - October 28, 1996

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

April 11, 1996 - July 2, 1996

A. R. BARON & CO., INC.

BD
CRD#: 29285
NEW YORK, NY
Past

August 2, 1995 - March 21, 1996

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

May 3, 1995 - July 27, 1995

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

April 5, 1995 - May 16, 1995

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

February 22, 1995 - March 3, 1995

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL
Past

June 23, 1993 - March 2, 1995

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

October 19, 1992 - June 29, 1993

SUPPES SECURITIES, INC.

BD
CRD#: 13722
NYC, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1992
General Securities Representative Examination

Current Firm

BI
BRIARWOOD INVESTMENT COUNSEL
BRIARWOOD INVESTMENT COUNSEL | CHARLES A. NEFF INVESTMENTS, INC. | BRIARWOOD SECURITIES CORPORATION

CRD#: 6368 / SEC#: , 8-21715

BD
Terminated by SEC on 12/05/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 12/28/1976
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PETKANAS, DEANSOLE SHAREHOLDER2001896
PETKANAS, DEANSHAREHOLDER2001896

Disclosures

Regulatory Event3
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRIARWOOD INVESTMENT COUNSEL

CRD#: 6368

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