Steven J. Gould
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Joel Gould was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1973. Steven had worked at 6 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - March 19, 2020
INVESTACORP ADVISORY SERVICES INC
April 9, 2000 - December 31, 2011
INVESTACORP ADVISORY SERVICES INC
July 15, 1987 - March 19, 2020
INVESTACORP, INC.
August 30, 1985 - July 27, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
April 22, 1977 - September 4, 1985
FINANCIAL CONSULTANTS, INC.
May 8, 1975 - April 7, 1978
METLIFE INVESTORS DISTRIBUTION COMPANY
November 1, 1973 - May 11, 1975
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/23/1973
Registered Representative ExaminationCurrent Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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