Jeffrey Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Weber was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 14 firms and has passed the Series 63, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2012 - April 1, 2013
BLUE POINT SECURITIES INC.
July 25, 2007 - November 11, 2008
A.L. SARROFF, LLC
July 20, 2005 - June 19, 2006
JESUP & LAMONT SECURITIES CORP
September 22, 2004 - February 17, 2005
A.L. SARROFF, LLC
August 9, 2004 - September 7, 2004
MACK TRADING LLC
August 2, 2004 - August 9, 2004
PREFERREDTRADE, INC.
May 20, 2003 - May 6, 2004
STEVENS, ALAN BEN
December 2, 2002 - February 10, 2003
BEACONS STRATEGIC CAPITAL, INC.
August 12, 2002 - December 2, 2002
J.H. BROOKS & CO., INC.
January 24, 2002 - August 2, 2002
ARMATO SECURITIES CORP.
August 1, 2000 - December 5, 2001
BNY CLEARING SERVICES LLC
March 27, 2000 - July 26, 2000
RAYMOND JAMES & ASSOCIATES, INC.
February 2, 1994 - September 9, 1998
BISHOP, ROSEN & CO., INC.
April 30, 1993 - January 3, 1994
BARINGTON CAPITAL GROUP, L.P.
March 29, 1993 - May 3, 1993
BISHOP, ROSEN & CO., INC.
October 11, 1992 - January 7, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/12/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 6/24/1999
NYSE Trading Assistant ExaminationCurrent Firm
BLUE POINT SECURITIES INC.
CRD#: 130932 / SEC#: , 8-66408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROSEO, EUGENE JOHN | CEO/PRES/DIR/CCO/CFO/COO | 1193307 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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