William R. Mccluen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Mccluen, who also goes by William Mccluen, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - March 19, 2013
PACIFIC WEALTH STRATEGIES GROUP, INC.
January 14, 2011 - March 28, 2013
FIRST ALLIED SECURITIES, INC.
June 6, 2006 - December 21, 2009
EDWARD JONES
October 5, 1992 - December 21, 2009
EDWARD JONES
Primary Firm SEC Registration
PACIFIC WEALTH STRATEGIES GROUP, INC.
CRD#: 144789 / SEC#: 801-68311
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC WEALTH STRATEGIES GROUP, INC.
CRD#: 144789 / SEC#: 801-68311
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 565 |
| AUM (Assets Under Management) | $ 217,701,513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
