Andrew J. Lucchesi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Joseph Lucchesi was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1993. Andrew had worked at 11 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2009 - June 4, 2012
CHASE INVESTMENT SERVICES CORP.
February 5, 2009 - June 4, 2012
CHASE INVESTMENT SERVICES CORP.
October 1, 2008 - January 16, 2009
J.P. MORGAN SECURITIES LLC
October 1, 2008 - January 16, 2009
J.P. MORGAN SECURITIES LLC
November 7, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 7, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 3, 2005 - November 28, 2006
CHASE INVESTMENT SERVICES CORP.
September 7, 2004 - November 28, 2006
CHASE INVESTMENT SERVICES CORP.
October 7, 1999 - September 27, 2004
BNY INVESTMENT CENTER INC.
March 18, 1999 - November 1, 1999
ESSEX NATIONAL SECURITIES, LLC
May 8, 1998 - March 18, 1999
CITICORP INVESTMENT SERVICES
September 18, 1996 - April 21, 1998
MORGAN STANLEY DW INC.
March 15, 1995 - February 21, 1996
COMMERZBANK CAPITAL MARKETS CORP.
October 3, 1994 - February 13, 1995
ABN AMRO SECURITIES LLC
December 13, 1993 - June 6, 1994
TULLETT & TOKYO SECURITIES, INC.
April 17, 1993 - March 17, 1995
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHASE INVESTMENT SERVICES CORP.
CRD#: 25574 / SEC#: 801-36407, 8-41840
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE CAPITAL HOLDINGS LLC | DIRECT OWNER | |
| ADITYA, MAHESH CHATTA | BOARD MEMBER | 5586574 |
| CHABOT, ALAN JAMES | PRESIDENT & CEO, BOARD MEMBER | 2617874 |
| DAVIS, JAMES HUBER | CHIEF OPERATIONS OFFICER | 4166100 |
| DEEGAN, DANIEL ROBERT | EXECUTIVE VICE PRESIDENT | 1143339 |
| DURKEE, JEFFREY WILLIS | EXECUTIVE VICE PRESIDENT | 1009266 |
| GINDI, SOL | CFO, BOARD MEMBER | 4903526 |
| GRAY, ANNE LOUISE | SENIOR VICE PRESIDENT | 1779722 |
| HAIGIS, PHILIP HOWARD JR. | EXECUTIVE VICE PRESIDENT | 4340276 |
| JULIAN, BETH WILSON | EXECUTIVE VICE PRESIDENT | 1071047 |
| KLEINBAUM, GREGG ADAM | EXECUTIVE VICE PRESIDENT | 2555215 |
| MARTIN, KEVIN LEE | EXECUTIVE VICE PRESIDENT | 2742022 |
| PANTALEO, LAURA ANN | EXECUTIVE VICE PRESIDENT | 1501065 |
| QUINN, JOHN P | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | 5631540 |
| REED, JAMIE MATTHEW | EXECUTIVE VICE PRESIDENT | 2797383 |
| SKARDA, JOSEPH BRIEL | EXECUTIVE VICE PRESIDENT | 4288186 |
| TEPPER, ERIC DAVID | EXECUTIVE VICE PRESIDENT | 2242377 |
| WILBURN, DOUGLAS FREDERICK | CHIEF COMPLIANCE OFFICER | 1407686 |
Disclosures
| Regulatory Event | 62 |
| Arbitration | 19 |
Red Flags
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