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Paul Charles Blackman

CRD# 22655·Registered 1968 - 2011
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Charles Blackman was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1968 - 2011. Paul had worked at 16 firms and has passed the Series 63, PC, Series 41, Series 000, Series 1, Series 12 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

FINTEGRA, LLC·CRD# 16741
BD
Mayfield Heights, OH
March 2, 2009 - June 30, 2011
SANDERS MORRIS LLC·CRD# 20580
BD
Beachwood, OH
December 1, 2005 - March 2, 2009
RYAN BECK & CO.·CRD# 3248
BD
Florham Park, NJ
February 10, 2003 - December 13, 2005
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
April 11, 1997 - February 4, 2003
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Chicago, IL
September 25, 1995 - April 11, 1997
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
January 18, 1993 - September 25, 1995
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
January 10, 1991 - January 21, 1993
COWEN SECURITIES INC.·CRD# 8531
BD
May 7, 1981 - January 6, 1988
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
July 8, 1980 - January 17, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 17, 1979 - July 13, 1980
LOEB PARTNERS·CRD# 7534
BD
March 14, 1979 - September 17, 1979
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
August 14, 1978 - February 24, 1979
PRESCOTT, BALL & TURBEN·CRD# 7342
BD
February 4, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN·CRD# 7101
BD
April 5, 1976 - February 4, 1977
PRESCOTT, BALL & TURBEN·CRD# 6532
BD
August 24, 1973 - April 5, 1976
PRESCOTT, MERRILL, TURBEN & CO.·CRD# 672
BD
October 17, 1968 - August 24, 1973

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Current Firm

FL
FINTEGRA, LLC

FINTEGRA FINANCIAL SOLUTIONS | PARK INVESTMENT CORPORATION | JM PARK, INC. | FINTEGRA, LLC

CRD#: 16741 / SEC#: 801-56275, 8-34434
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Minnesota since 10/22/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

2015 FIRM BROCHURE (3/31/2015)

Direct owners and executive officers

NamePositionCRD#
FINTEGRA HOLDINGS, LLCSHAREHOLDERS—
CAURRO, STEPHEN ANTHONYBOARD OF DIRECTORS5845813
CONNER, DANIELBOARD OF DIRECTORS—
SCHMITZ, DOUGLAS GENEBOARD OF DIRECTORS1771132
SCHUH, JEFFREY ALLENCHIEF FINANCIAL OFFICER, FINOP1036839
WALTER, KENNETH JOHNBOARD OF DIRECTORS5845803
WEBER, DOREEN LEAPRESIDENT/CEO/CCO1368639

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

PC — AMEX Put and Call Exam

Passed Mar 1988

Series 41 — NYSE Allied Member Examination

Passed May 1978

Series 000 — General Securities Principal Examination

Passed Oct 1968

Series 1 — Registered Representative Examination

Passed Oct 1968

Series 12 — NYSE Branch Manager Examination

Passed May 1975

Series 40 — Registered Principal Examination

Passed Nov 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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