Joseph H. Combest

SECOND LINE CAPITAL

Duncan, OK 73533

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CRD#: 2265431

Professional summary

Joseph Houston Combest, CFP®, who also goes by Joe Combest, Joseph Combest, is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Duncan, Oklahoma.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joseph has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Combest | Joseph Combest

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Owner/manager of Combest Land and Cattle Company, LLC. Farming and rental property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Houston Combest's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

January 2, 2025 - Present

SECOND LINE CAPITAL, LLC

Office #1: 45 N 9th Street Suite 308, Duncan, OK 73533

RIA

CRD#: 324386

Duncan, OK

Past

September 6, 2022 - January 7, 2025

TRITON FINANCIAL GROUP, INC

RIA

CRD#: 309294

Duncan, OK

Past

January 2, 2020 - October 12, 2022

HBW ADVISORY SERVICES LLC

RIA

CRD#: 143665

DUNCAN, OK

Past

September 3, 2015 - May 25, 2016

LPL FINANCIAL LLC

CRD#: 6413

DUNCAN, OK

Past

July 6, 2012 - August 1, 2014

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DUNCAN, OK

Past

October 28, 2010 - June 30, 2020

COMBEST FINANCIAL SERVICES, INC.

RIA

CRD#: 154496

Duncan, OK

Past

March 31, 2010 - December 31, 2010

WFG ADVISORS, LP

RIA

CRD#: 125073

DUNCAN, OK

Past

March 31, 2010 - July 9, 2012

WFG INVESTMENTS, INC.

CRD#: 22704

DUNCAN, OK

Past

June 22, 2009 - March 31, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

DUNCAN, OK

Past

June 19, 2009 - March 31, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DUNCAN, OK

Past

March 20, 2009 - August 26, 2009

COMBEST FINANCIAL SERVICES, INC.

RIA

CRD#: 149439

DUNCAN, OK

Past

June 21, 2007 - June 25, 2007

T.S. PHILLIPS INVESTMENTS, INC.

CRD#: 124348

DUNCAN, OK

Past

November 2, 2005 - April 9, 2009

COMBEST FINANCIAL SERVICES, INC.

RIA

CRD#: 135326

DUNCAN, OK

Past

October 20, 1999 - June 27, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CORONA, CA

Past

July 28, 1999 - June 27, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

August 21, 1992 - July 29, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECOND LINE CAPITAL, LLC

CRD#: 324386 / SEC#: 801-127790

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/13/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1999

General Securities Principal Examination

Current Firm

SECOND LINE CAPITAL, LLC

CRD#: 324386 / SEC#: 801-127790

RIA

Registered Investment Advisory firm - (9/19/2023 Approved)

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Contact information

Main Address

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002

Mailing Address

Phone number

(504) 321-0923

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR SECOND LINE CAPITAL, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,502
AUM (Assets Under Management)	$ 723,038,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph H. Combest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Houston Combest's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRITON FINANCIAL GROUP, INC

HBW ADVISORY SERVICES LLC

LPL FINANCIAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

COMBEST FINANCIAL SERVICES, INC.

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

COMBEST FINANCIAL SERVICES, INC.

T.S. PHILLIPS INVESTMENTS, INC.

COMBEST FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

SECOND LINE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1999

Series 63

Date: 8/27/1992

SIE

Date: 5/25/2016

Series 7

Date: 8/19/1992

Series 51

Date: 8/13/2003

Series 24

Date: 10/15/1999

Current Firm

SECOND LINE CAPITAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECOND LINE CAPITAL, LLC

TRUST BUT VERIFY

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