Linda S. Rieber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda S Rieber, who also goes by Linda Shiangling Rieber, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1992. Linda had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2023 - April 7, 2025
FIRST DOWN FINANCIAL
February 11, 2020 - September 30, 2022
BROOKSTONE CAPITAL MANAGEMENT LLC
April 17, 2018 - July 16, 2019
CHARLES SCHWAB & CO., INC.
April 17, 2018 - July 16, 2019
CHARLES SCHWAB & CO., INC.
August 11, 2015 - April 6, 2018
SANCTUARY ADVISORS, LLC
July 2, 2009 - August 11, 2015
SANCTUARY SECURITIES, INC.
July 2, 2009 - April 6, 2018
SANCTUARY SECURITIES, INC.
June 1, 2009 - July 23, 2009
MORGAN STANLEY
June 1, 2009 - July 23, 2009
MORGAN STANLEY
December 15, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 21, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 23, 1992 - April 22, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST DOWN FINANCIAL
CRD#: 313133 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 17,200,000 |
Red Flags
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