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Linda S Rieber

CRD# 2265318·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that Linda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Linda S Rieber, who also goes by Linda Shiangling Rieber, was a registered financial advisor. Linda was a previously registered financial professional and started their career in finance 1992 - 2025. Linda had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Linda Shiangling Rieber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

Past

FIRST DOWN FINANCIALPast·CRD# 313133
RIA
Indianapolis, IN
May 15, 2023 - April 7, 2025
BROOKSTONE CAPITAL MANAGEMENT LLCPast·CRD# 141413
RIA
Indianapolis, IN
February 11, 2020 - September 30, 2022
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
Indianapolis, IN
April 17, 2018 - July 16, 2019
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Indianapolis, IN
April 17, 2018 - July 16, 2019
SANCTUARY ADVISORS, LLCPast·CRD# 226606
RIA
Chicago, IL
August 11, 2015 - April 6, 2018
SANCTUARY SECURITIES, INC.Past·CRD# 205
BD
Indianapolis, IN
July 2, 2009 - April 6, 2018
SANCTUARY SECURITIES, INC.Past·CRD# 205
RIA
Indianapolis, IN
July 2, 2009 - August 11, 2015
MORGAN STANLEYPast·CRD# 149777
RIA
Indianapolis, IN
June 1, 2009 - July 23, 2009
MORGAN STANLEYPast·CRD# 149777
BD
Indianapolis, IN
June 1, 2009 - July 23, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
Indianapolis, IN
December 15, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
Indianapolis, IN
April 21, 1998 - June 1, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
October 23, 1992 - April 22, 1998

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Current Firm

FD
FIRST DOWN FINANCIAL

FIRST DOWN FINANCIAL | FIRST DOWN FINANCIAL, INC.

CRD#: 313133
California
Registered Investment Advisory firm - California (5/6/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (9/17/2021 Approved)
Ohio
Registered Investment Advisory firm - Ohio (8/27/2026 Approved)

Contact Information

Main Address

1942 West Cr 419 Suite 1030, Oviedo, FL 32766

Phone Number

(407) 542-7232

# of Employees

10

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

52

AUM (Assets Under Management)

$57,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

First Down Financial, Inc. - Investment related business - 1942 W CR 419 STE #1030 Oviedo, FL 32766 - Insurance Agency/RIA - Contracted/Licensed Insurance Agent - Start date - 01/2022 - Present - Hours vary depending on business needs, and during trading hours. Independent contractor

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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