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RD

Rajeev P. Das

BULLDOG INVESTORS, LLP
Saddle Brook, NJ 07663
Some features on this profile are disabled
CRD#: 2265104
RD

Professional summary


Rajeev Probir Das, who also goes by Rajeev Das, is a registered financial advisor currently at BULLDOG INVESTORS, LLP located in Saddle Brook, New Jersey.

Rajeev is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Rajeev has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rajeev Das

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IN CONNECTION WITH MR. DAS' ACTIVITIES WITH BULLDOG INVESTORS, LLC, MR. DAS SERVES ON THE BOARD OF DIRECTORS OF THE MEXICO EQUITY AND INCOME FUND.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Rajeev Probir Das's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 8, 2018 - Present

BULLDOG INVESTORS, LLP

Office #1: Park 80 West - Plaza Two 250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663
RIA
CRD#: 151585
Saddle Brook, NJ
Past

April 19, 2013 - December 31, 2017

BULLDOG INVESTORS, LLP

RIA
CRD#: 151585
SADDLE BROOK, NJ
Past

August 5, 1993 - July 11, 1997

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

April 27, 1993 - May 25, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 29, 1992 - February 12, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BULLDOG INVESTORS, LLP
BROOKLYN CAPITAL MANAGEMENT, LLC | SPAR ADVISORS, LLC | KIMBALL & WINTHROP, LLC (RELYING ADVISER) | KIMBALL & WINTHROP, LLC | KIMBALL & WINTHROP, INC. (RELYING ADVISER) | FULL VALUE SPECIAL SITUATIONS FUND GP, LLC | FULL VALUE ADVISORS, LLC | BULLDOG INVESTORS, LLP | BULLDOG INVESTORS, LLC | BULLDOG INVESTORS

CRD#: 151585 / SEC#: 801-70596

RIA
Registered Investment Advisory firm - (9/23/2009 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/8/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 9/9/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


BI
BULLDOG INVESTORS, LLP
BROOKLYN CAPITAL MANAGEMENT, LLC | SPAR ADVISORS, LLC | KIMBALL & WINTHROP, LLC (RELYING ADVISER) | KIMBALL & WINTHROP, LLC | KIMBALL & WINTHROP, INC. (RELYING ADVISER) | FULL VALUE SPECIAL SITUATIONS FUND GP, LLC | FULL VALUE ADVISORS, LLC | BULLDOG INVESTORS, LLP | BULLDOG INVESTORS, LLC | BULLDOG INVESTORS

CRD#: 151585 / SEC#: 801-70596

RIA
Registered Investment Advisory firm - (9/23/2009 Approved)
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Contact information


Main Address
250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663
Mailing Address
Phone number
(201) 556-0092
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BULLDOG INVESTORS, LLP BROCHURE MARCH 31, 2025 (3/28/2025)

Regulatory assets under management


Total Number of Accounts227
AUM (Assets Under Management)$ 455,995,108

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BULLDOG INVESTORS, LLP

CRD#: 151585Saddle Brook, NJ 07663

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