Paul C. Hammer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Clemens Hammer was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2021 - June 14, 2022
ROBERTS & RYAN, INC.
September 23, 2017 - April 22, 2019
C2M SECURITIES, LLC
April 21, 2012 - July 15, 2016
STERN BROTHERS & CO.
November 6, 2009 - April 16, 2010
WINSTON ADVISORS, LLC
October 21, 2005 - December 17, 2007
MORGENTHAU & ASSOCIATES, INC.
July 16, 1999 - November 24, 2003
HOULIHAN LOKEY CAPITAL, INC.
June 19, 1996 - September 22, 1998
WALLER CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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