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MP

Michael P. Patzkowsky

GVC CAPITAL LLC
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 2264726
MP

Professional summary

Michael Paul Patzkowsky, who also goes by Mike Patzkowsky, is a registered financial professional currently at GVC CAPITAL LLC located in Greenwood Village, Colorado.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Patzkowsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Paul Patzkowsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2012 - Present

GVC CAPITAL LLC

Office #1: 5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111
BD
CRD#: 38923
Greenwood Village, CO
Past

June 12, 2002 - July 26, 2012

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
NEW YORK, NY
Past

April 10, 1995 - February 5, 2002

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

March 7, 1995 - March 15, 1995

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
Past

January 12, 1993 - March 10, 1995

FOSTER JEFFRIES SECURITIES, LLC

BD
CRD#: 30144
WESTBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/19/2025)
RR
Alaska
(8/28/2017)
RR
Arizona
(3/2/2017)
RR
California
(7/25/2012)
RR
Colorado
(7/27/2012)
RR
Idaho
(1/22/2024)
RR
Illinois
(7/25/2012)
RR
Kansas
(9/27/2018)
RR
Nevada
(1/3/2025)
RR
Oregon
(12/19/2018)
RR
Utah
(3/23/2017)
RR
Washington
(8/22/2025)
RR
Wyoming
(8/10/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/4/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GVC CAPITAL LLC
BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: , 8-48465

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111
Mailing Address
5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111-2124
Phone number
(303) 694-0862
Established
Colorado since 06/09/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361
LUND, KENT JEFFREYINTERIM CEO, CCO3191357

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GVC CAPITAL LLC

CRD#: 38923Greenwood Village, CO 80111

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