Robert L. Rauch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lawrence Rauch, who also goes by Robert Lawrence Rauch Jr, Robert Lawrence Rauch, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 9 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2022 - July 20, 2023
MILLER BUCKFIRE & CO., LLC
March 30, 2021 - July 20, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 31, 2001 - May 23, 2011
GRAMERCY FINANCIAL SERVICES LLC
October 13, 2000 - January 23, 2001
VAN ECK CAPITAL, INC.
April 6, 1994 - February 2, 2000
WESTON CAPITAL MARKETS INC.
May 13, 1993 - March 10, 1994
LEHMAN SPECIAL SECURITIES INC.
May 13, 1993 - March 10, 1994
LEHMAN GOVERNMENT SECURITIES INC.
May 13, 1993 - March 10, 1994
LEHMAN BROTHERS INC.
August 7, 1992 - May 4, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 4/8/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/30/2021
General Securities Representative ExaminationCurrent Firm
MILLER BUCKFIRE & CO., LLC
CRD#: 104156 / SEC#: , 8-52631
Contact information
Documents
Red Flags
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