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JV

Jeanette Ventura

ROSE & CO. CAPITAL ADVISORS
NEW YORK, NY 10022
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CRD#: 2264593
JV
Jeanette VenturaROSE & CO. CAPITAL ADVISORS

Professional summary


Jeanette Ventura, who also goes by Jeanette Marie Elias, Jeanette Elias Ventura, is a registered financial professional currently at ROSE & CO. CAPITAL ADVISORS, LLC located in New York, New York.

Jeanette is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeanette has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 9 and Series 10 exams.

Aliases


Jeanette Marie Elias | Jeanette Elias Ventura

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeanette Ventura's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 5, 2026 - Present

ROSE & CO. CAPITAL ADVISORS, LLC

Office #1: 445 Park Avenue Suite 700, New York, NY 10022
BD
CRD#: 168274
NEW YORK, NY
Past

December 7, 2023 - January 23, 2024

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

September 6, 2019 - March 14, 2023

CANTOR FITZGERALD & CO.

BD
CRD#: 134
CHICAGO, IL
Past

February 14, 2001 - March 8, 2019

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Chicago, IL
Past

October 28, 1996 - January 30, 2001

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 26, 1994 - August 26, 1996

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

February 17, 1993 - August 26, 1994

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

August 17, 1992 - December 10, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/5/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/16/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


R&
ROSE & CO. CAPITAL ADVISORS, LLC
ROSE & CO. CAPITAL ADVISORS, LLC

CRD#: 168274 / SEC#: , 8-69298

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
445 Park Avenue Suite 700, New York, NY 10022
Mailing Address
445 Park Avenue Suite 700, New York, NY 10022
Phone number
(212) 359-2230
Established
Delaware since 06/10/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
ROSE, SIMON ALEXANDERCHIEF EXECUTIVE OFFICER2176436
BRINBERG, ROBERTCHIEF OPERATING OFFICER4937479
BENDER, STEVEN CHRISTOPHERFINOP2650187
IGNALL, EVAN TODDCHIEF COMPLIANCE OFFICER2039007

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROSE & CO. CAPITAL ADVISORS, LLC

CRD#: 168274New York, NY 10022

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