Jon C. Walls
Professional summary
Jon C Walls, who also goes by Jon C Walls, Jon Courtney Walls, Jon Walls, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1992. Jon has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon C Walls's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2024 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020July 11, 2019 - November 30, 2023
CRITO CAPITAL LLC
August 24, 1992 - May 9, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2024)
(4/19/2024)
Exams
Series 79TO
Date: 7/11/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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