Daniel G. Meehan

BFC PLANNING

Cedar Rapids, IA 52402

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CRD#: 2264556

Professional summary

Daniel Gerard Meehan, who also goes by Daniel Gerard Meehan, Daniel G Meehan, is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Cedar Rapids, Iowa.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Gerard Meehan | Daniel G Meehan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Door Dash- N- Johns Creek, GA- Delivery service- Delivery Driver-04/2021- 25- 0- Delivery driving as an independent contractor mostly on weekends.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gerard Meehan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2024 - Present

BFC PLANNING, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 119682

Cedar Rapids, IA

Current

November 8, 2024 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 13609

Cedar Rapids, IA

Current

November 8, 2024 - Present

SECURITIES MANAGEMENT & RESEARCH, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

CRD#: 759

Cedar Rapids, IA

Past

May 30, 2024 - October 28, 2024

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Alpharetta, GA

Past

May 28, 2024 - October 28, 2024

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

August 4, 2023 - May 2, 2024

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

ATLANTA, GA

Past

August 2, 2023 - May 2, 2024

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ATLANTA, GA

Past

July 28, 2022 - July 28, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

July 28, 2022 - July 28, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Past

October 2, 2019 - March 25, 2021

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Atlanta, GA

Past

October 1, 2019 - March 25, 2021

ARKADIOS CAPITAL

CRD#: 282710

Atlanta, GA

Past

September 21, 2010 - September 13, 2019

KALOS MANAGEMENT

RIA

CRD#: 133025

ALPHARETTA, GA

Past

September 1, 2010 - September 13, 2019

KALOS CAPITAL, INC.

CRD#: 44337

ALPHARETTA, GA

Past

September 8, 2006 - September 2, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

September 6, 2006 - September 2, 2010

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

December 4, 2004 - July 13, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

ALPHARETTA, GA

Past

July 3, 2002 - December 2, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 22, 2000 - June 21, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 1, 1999 - May 22, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 19, 1998 - April 1, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 12, 1994 - August 21, 1998

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

December 14, 1992 - April 21, 1994

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

CRD#: 22171

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(11/8/2024)

IAR

Georgia
(11/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/9/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel G. Meehan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gerard Meehan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

KALOS MANAGEMENT

KALOS CAPITAL, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

SECURITIES AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JOSEPHTHAL & CO., INC.

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/1998

Series 63

Date: 10/22/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/9/1992

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 5/30/2001

Series 8

Date: 6/9/1995

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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