Stuart G. Burchard
Professional summary
Stuart Gregory Burchard was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stuart is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Stuart had worked at 4 firms, which includes INSIGHT SECURITIES INC., BROAD STREET SECURITIES INC., CG CAPITAL MARKETS LLC, SIMMONS & BISHOP CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2009 - November 24, 2009
INSIGHT SECURITIES, INC.
October 11, 2006 - July 24, 2009
BROAD STREET SECURITIES, INC.
December 14, 1994 - July 24, 2009
BROAD STREET SECURITIES, INC.
July 15, 1994 - September 23, 1994
CG CAPITAL MARKETS, LLC
October 23, 1992 - August 31, 1993
SIMMONS & BISHOP CO. INC.
Primary Firm SEC Registration
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
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