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Lawrence Paul Driscoll

CRD# 2264548·Registered 1992 - 2008
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Paul Driscoll, who also goes by Larry Driscoll, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1992 - 2008. Lawrence had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Driscoll

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

CGA SECURITIES, LLC·CRD# 32301
BD
Baltimore, MD
August 22, 2008 - October 7, 2008
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
March 20, 1998 - June 7, 2007
TALLEY & COMPANY·CRD# 29203
BD
Newport Beach, CA
April 24, 1996 - April 6, 1998
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
September 1, 1994 - April 16, 1996
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - September 12, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 31, 1992 - July 31, 1993

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Current Firm

CS
CGA SECURITIES, LLC

BLUE HILL SECURITIES, INC. | WALSH PARTNERS, INC. | WALSH PARTNERS CAPITAL CORPORATION | PACE FINANCIAL SERVICES, LLC | CGA SECURITIES, LLC

CRD#: 32301 / SEC#: 8-45684
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

2 Village Square Suite 255, Baltimore, MD 21210

Mailing Address

2 Village Square Suite 255, Baltimore, MD 21210

Phone Number

(410) 308-6200

Established

Maryland since 12/24/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CGA CAPITAL HOLDINGS, LLCOWNER/ MANAGING MEMBER—
CAMPBELL, ROBERTFINOP1349154
GORE, WILLIAM KYLEMANAGING DIRECTOR/CCO2194193
POHLHAUS, ROBERT CARLCO-CCO1982680

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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