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Brook Steven Deaver

CFP®
CRD# 2264534·Registered 1992 - 2011
Previously Registered: Being a previously registered professional could mean that Brook is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brook Steven Deaver, CFP® was a registered financial advisor. Brook was a previously registered financial professional and started their career in finance 1992 - 2011. Brook had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2010

Years of Experience

34 years in the financial services industry

Current & Past Employments

Past

COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
RIA
Lawrence, KS
December 15, 2006 - November 2, 2026
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
BD
Lawrence, KS
December 15, 2006 - November 2, 2026
GATEWAY WEALTH MANAGEMENT, INC.Past·CRD# 115955
RIA
Overland Park, KS
March 5, 2007 - March 30, 2011
MML INVESTORS SERVICES, LLCPast·CRD# 10409
RIA
Overland Park, KS
January 10, 2005 - December 15, 2006
LEGACY FINANCIAL GROUP, INC.Past·CRD# 113885
RIA
Overland Park, KS
February 27, 2004 - December 15, 2006
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Overland Park, KS
December 16, 2003 - December 15, 2006
G & W EQUITY SALES, INC.Past·CRD# 35356
BD
June 1, 1994 - August 16, 1994
AMERICAN UNITED LIFE INSURANCE COMPANYPast·CRD# 1075
BD
October 5, 1993 - June 6, 1994
HIMCO DISTRIBUTION SERVICES COMPANYPast·CRD# 6604
BD
August 12, 1992 - June 3, 1994

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Infinitas Coordinated Wealth Counsel, as insurance agent selling fixed insurance products, as of 11/2003, spends 15% of time during market hours, conducted at branch, investment related. 2. BD GWM, INC., owner of private entity created as operating company for securities, investment advisory, and insurance business, as of 02/04/2013, spends 100% of time during market hours, conducted at branch, investment related. 3. Co-owner, WCBD, LLC; Private company used to facilitate securities and advisory business; as of 04/01/2021; 100% time spent during business hours; conducted at branch location; Investment related. 4. Co-Owner, Deaver and Schier Lakehouse, LLC; an entity created for the purpose of managing residential real estate in Barnett, Missouri, as of 08/12/2024; 0% time spent during business hours; Not Conducted at branch; Investment related. 5. Co-owner, BDSD Gramercy, LLC, an entity created for the purpose of buying and renting residential real estate in Overland Park, KS, as of 01/17/2026; 0% of time spent during business hours; Not conducted at branch; Investment related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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