Gilles Y. Michaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilles Yvon Michaud was a registered financial professional .
Gilles is a previously registered financial professional and started their career in finance in 1993. Gilles had worked at 13 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2013 - October 29, 2014
STONECREST CAPITAL MARKETS, INC.
August 30, 2010 - April 18, 2012
SEAPORT GLOBAL SECURITIES LLC
June 22, 2009 - April 19, 2010
COHEN & COMPANY SECURITIES, LLC
January 26, 2009 - April 16, 2009
BRIGHT TRADING, LLC
October 7, 2008 - January 22, 2009
KEYBANC CAPITAL MARKETS INC.
February 27, 2007 - July 2, 2008
DEUTSCHE BANK SECURITIES INC.
October 14, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
February 18, 2004 - February 2, 2007
CANTOR FITZGERALD & CO.
August 13, 2002 - February 25, 2004
PIPER SANDLER & CO.
March 18, 2002 - July 24, 2002
BROADPOINT DESCAP
March 28, 2001 - December 19, 2001
J.P. MORGAN SECURITIES INC.
November 19, 1996 - April 25, 2001
BANC OF AMERICA SECURITIES LLC
February 24, 1993 - November 18, 1996
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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