Gerald J. Silverman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald John Silverman, who also goes by Jerry Silverman, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1993. Gerald had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2012 - August 15, 2023
SOUTHEAST INVESTMENTS, N.C., INC.
April 3, 2009 - November 12, 2012
CENTAURUS FINANCIAL, INC.
July 11, 2008 - April 13, 2009
MSI FINANCIAL SERVICES, INC.
July 16, 2007 - July 7, 2008
CENTAURUS FINANCIAL, INC.
February 18, 2000 - August 1, 2007
SECURITIES AMERICA, INC.
December 6, 1999 - February 18, 2000
AMERITAS INVESTMENT COMPANY, LLC
January 28, 1998 - January 11, 2000
USALLIANZ SECURITIES, INC.
October 28, 1997 - November 26, 1997
FIRST EQUITY CORPORATION OF FLORIDA
August 20, 1996 - November 5, 1997
PMK SECURITIES & RESEARCH, INC.
July 20, 1995 - October 11, 1996
WMA SECURITIES, INC.
August 27, 1993 - May 24, 1994
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
