Andrea K. Freedman

WESTPARK WEALTH ADVISORS

BELLAIRE, TX

Some features on this profile are disabled

CRD#: 2264335

Professional summary

Andrea Kaye Freedman, CFP®, who also goes by Andrea K Berger, Andrea Kaye Berger, Andrea K Fulton, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Bellaire, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Andrea has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea K Berger | Andrea Kaye Berger | Andrea K Fulton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business: Westpark Wealth Advisors. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: Investment Advisory Services. Position/Title/Relationship: IAR. Start Date: 03/2009. Hours per month: 90. Hours per month during Securities trading hours: 40. Duties/Responsibilities: Discretionary investment accounts for clients using mutual funds and ETF's in diversified portfolios using allocations in line with each client's risk tolerance. 2) Susanne Glasscock School of Continuing Studies, Non-Investment related, 6100 Main St., Houston, TX 77005, Oversee instructors & educational content for the CFP(R) Graduate Certificate Program & prepare the students to still for the CFP(R) exam. Instructor for General Principles & Case Studies classes within the course, Independent Contractor, Co Academic Director & Instructor for the CFP(R) Graduate Certificate Program , Start Date 08/01/2011, 20 hours/month, 0 hours during securities trading hours, Teach & ensure understanding of the Student Centered Learning Objectives provided by the CFP(R) Board to students enrolled in the program. Oversee & assist instructors teaching various courses in the program. Support students as needed to successfully complete the program.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Kaye Freedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 18, 2009 - Present

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

BELLAIRE, TX

Current

November 13, 2017 - Present

CALTON & ASSOCIATES, INC.

Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077

RIA

CRD#: 20999

Houston, TX

Past

March 18, 2009 - November 9, 2017

IMS SECURITIES, INC.

CRD#: 35567

BELLAIRE, TX

Past

July 23, 2004 - March 19, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

HOUSTON, TX

Past

July 23, 2004 - March 19, 2009

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

February 20, 1996 - July 27, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

February 15, 1996 - July 27, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 20, 1993 - March 18, 1994

MASTERSON MORELAND SAUER WHISMAN, INC.

CRD#: 16815

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(3/18/2009)

Texas
(11/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/28/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/18/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Mailing Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Phone number

(713) 266-2993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTPARK WEALTH ADVISORS, INC. ADV PART 2A - 2025 FIRM DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 229,314,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrea K. Freedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Kaye Freedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

IMS SECURITIES, INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MASTERSON MORELAND SAUER WHISMAN, INC.

Primary Firm SEC Registration

WESTPARK WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/1996

Series 63

Date: 2/9/1993

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 11/28/2003

Series 7

Date: 1/18/1993

FINRA

Current Firm

WESTPARK WEALTH ADVISORS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTPARK WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors