Craig Kravetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Kravetz, who also goes by Craig Roger Kravetz, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1992. Craig had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2017 - July 9, 2019
TOR BROKERAGE LLC
July 26, 2005 - September 14, 2006
LAVA TRADING, INC.
May 25, 2005 - July 26, 2005
CITIGROUP GLOBAL MARKETS INC.
December 14, 1999 - January 11, 2000
DRAKE & COMPANY, INC.
December 10, 1999 - January 13, 2000
PARAGON CAPITAL MARKETS, INC.
January 24, 1997 - August 31, 1998
MOMENTUM INDEPENDENT NETWORK INC.
April 15, 1996 - July 10, 1996
HFC CAPITAL CORP.
October 21, 1993 - March 8, 1994
ALL-TECH DIRECT, INC.
March 9, 1993 - August 27, 1993
CITICORP INVESTMENT SERVICES
August 10, 1992 - October 29, 1992
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOR BROKERAGE LLC
CRD#: 135274 / SEC#: , 8-66903
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
