HL
Hal Lippman
INDEPENDENT FINANCIAL GROUP
FORT LAUDERDALE, FL 33309
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CRD#: 2264039
HL
Professional summary
Hal Lippman is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Fort Lauderdale, Florida.
Hal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Hal has worked at 15 firms and has passed the Series 66, SIE, Series 22, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Hal Lippman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Hal Lippman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2025 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 6700 N. Andrews Avenue, Suite 203, Fort Lauderdale, FL 33309RIA
BD
CRD#: 7717
FORT LAUDERDALE, FL
Current
December 1, 2025 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 6700 N. Andrews Avenue, Suite 203, Fort Lauderdale, FL 33309RIA
BD
CRD#: 7717
FORT LAUDERDALE, FL
Past
May 5, 2025 - December 4, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT LAUDERDALE, FL
Past
May 1, 2025 - December 4, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT LAUDERDALE, FL
Past
July 21, 2022 - May 2, 2025
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Fort Lauderdale, FL
Past
July 5, 2022 - May 1, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Fort Lauderdale, FL
Past
May 20, 2021 - July 7, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FORT LAUDERDALE, FL
Past
September 20, 2019 - July 7, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FORT LAUDERDALE, FL
Past
December 1, 2011 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
FORT LAUDERDALE, FL
Past
November 1, 2011 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
FORT LAUDERDALE, FL
Past
March 28, 2005 - November 29, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
CORAL SPRINGS, FL
Past
February 15, 2000 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
CORAL SPRINGS, FL
Past
February 15, 2000 - November 29, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CORAL SPRINGS, FL
Past
February 2, 2000 - February 15, 2000
EISNER SECURITIES, INC.
BD
CRD#: 40585
ST. LOUIS, MO
Past
January 13, 1999 - February 1, 2000
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
SEVERNA PARK, MD
Past
October 11, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
January 1, 1996 - October 21, 1996
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
February 4, 1994 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
BD
CRD#: 22710
Past
December 3, 1993 - December 21, 1993
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/5/2025)
RR
California(12/2/2025)
RR
District of Columbia(12/1/2025)
RR
Florida(12/1/2025)
IAR
Florida(12/2/2025)
RR
Maryland(12/1/2025)
RR
Mississippi(12/4/2025)
RR
New Jersey(12/2/2025)
RR
New York(12/9/2025)
RR
North Carolina(12/5/2025)
RR
Oregon(12/1/2025)
RR
South Carolina(12/3/2025)
RR
Virginia(12/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/4/2001
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
624
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 54,951 |
| AUM (Assets Under Management) | $ 12,925,435,801 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
