Daniel W O'connor
Professional Summary
Daniel W O'connor, who also goes by Daniel William O'connor III, Daniel William Oconnor III, Daniel William Oconnor, Daniel Oconnor, is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Boston, Massachusetts and PNC CAPITAL MARKETS LLC located in Boston, Massachusetts. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 9 firms and has passed the...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel William O'connor Iii, Daniel William Oconnor Iii, Daniel William Oconnor, Daniel Oconnor
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PNC CAPITAL ADVISORS LLC
Contact Information
Main Address
One East Pratt Street Fifth Floor - East, Baltimore, MD 21202Phone Number
(216) 222-3921# of Employees
258SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
624AUM (Assets Under Management)
$50,879,088,797Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | Cover Page | Report |
| 10/28/2024 | Cover Page | Report |
| 08/24/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
State Registrations and Notice Filings
(5/13/2025)
(3/13/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel W O'connor's CRS (Customer Relationship Summary).
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