Daniel W. O'connor

PNC CAPITAL ADVISORS LLC

Boston, MA 02110

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CRD#: 2263912

Professional summary

Daniel W O'connor III, who also goes by Daniel William O'connor III, Daniel William Oconnor III, Daniel William Oconnor, Daniel Oconnor, is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Boston, Massachusetts and PNC CAPITAL MARKETS LLC located in Boston, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel William O'connor Iii | Daniel William Oconnor Iii | Daniel William Oconnor | Daniel Oconnor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel W O'connor III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2026 - Present

PNC CAPITAL ADVISORS LLC

Office #1: 2 International Place 29th Floor, Boston, MA 02110

RIA

CRD#: 151829

Boston, MA

Current

May 13, 2025 - Present

PNC CAPITAL MARKETS LLC

Office #1: 2 International Place 29th Floor, Boston, MA 02110

CRD#: 15647

Boston, MA

Past

April 20, 2021 - April 1, 2025

PALMETTO ADVISORY GROUP, LLC

CRD#: 150270

CHARLESTON, SC

Past

June 30, 2016 - May 1, 2019

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

January 18, 2008 - May 2, 2016

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

BOSTON, MA

Past

February 17, 2005 - December 3, 2007

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

May 21, 2001 - February 3, 2005

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

June 10, 1993 - October 12, 1999

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

August 26, 1992 - May 24, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 26, 1992 - May 24, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/13/2025)

IAR

Massachusetts
(3/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/25/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

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Contact information

Main Address

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202

Mailing Address

Phone number

(216) 222-3921

Established

Firm type

Fiscal year end

# of Employees

263

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV PART 2A BROCHURE 2025 4 4 (4/4/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 42,558,194,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/17/2025	Cover Page	Report
10/28/2024	Cover Page	Report
08/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel W. O'connor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel W O'connor III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

PALMETTO ADVISORY GROUP, LLC

MORGAN STANLEY DISTRIBUTION, INC.

BLACKROCK INVESTMENTS, LLC

MFS FUND DISTRIBUTORS, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PNC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2026

Series 63

Date: 9/29/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/31/2002

Series 6

Date: 8/25/1992

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PNC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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