Eric C. Willer
Professional summary
Eric Carl Willer is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Dallas, Texas and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, SIE, Series 79, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Carl Willer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
August 22, 2023 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210May 9, 2023 - December 31, 2024
DIRECT SOURCE WEALTH ADVISORY
June 15, 2020 - April 27, 2021
KESTRA ADVISORY SERVICES, LLC
June 15, 2020 - April 27, 2021
KESTRA INVESTMENT SERVICES, LLC
August 23, 2017 - December 31, 2019
FUSION ANALYTICS INVESTMENT PARTNERS LLC
August 14, 2015 - June 15, 2020
FUSION ANALYTICS SECURITIES LLC
October 11, 2010 - December 31, 2016
FUSION ANALYTICS INVESTMENT PARTNERS LLC
August 27, 2009 - December 21, 2011
FUSION ANALYTICS SECURITIES LLC
June 13, 2000 - October 31, 2001
HOAK BREEDLOVE WESNESKI & CO.
September 3, 1994 - August 8, 1997
PRUDENTIAL EQUITY GROUP, LLC
September 23, 1992 - September 19, 1994
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2024)
(10/28/2024)
(5/12/2025)
(3/8/2024)
(11/29/2023)
(3/10/2025)
(9/5/2023)
(6/9/2025)
(2/20/2024)
(1/9/2024)
(8/31/2023)
(8/27/2024)
(1/26/2024)
(4/22/2024)
(6/17/2025)
(9/12/2023)
(10/24/2023)
(12/19/2023)
(12/6/2024)
(8/22/2023)
(2/11/2025)
(10/23/2024)
(2/29/2024)
(2/29/2024)
(1/29/2024)
Exams
Series 7TO
Date: 5/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 5/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
