Thomas M. Leslie

WORLD EQUITY GROUP

Bozeman, MT 59715

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CRD#: 2263833

Professional summary

Thomas Matthew Leslie, who also goes by Thomas Leslie, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Bozeman, Montana.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Leslie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Matthew Leslie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

WORLD EQUITY GROUP, INC.

Office #1: 2485 Manley Rd, Bozeman, MT 59715

RIA

CRD#: 29087

Bozeman, MT

Past

January 9, 2020 - December 31, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 2, 2018 - August 30, 2019

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199

NEW ALBANY, IN

Past

November 16, 2017 - August 30, 2019

AMERICAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 122452

Butler, PA

Past

September 24, 2009 - October 5, 2015

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

KITTANNING, PA

Past

September 23, 2009 - October 5, 2015

CITIZENS SECURITIES, INC.

CRD#: 39550

KITTANNING, PA

Past

September 4, 2009 - September 4, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

MCMURRAY, PA

Past

September 28, 2004 - September 4, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

MCMURRAY, PA

Past

May 2, 2003 - September 17, 2004

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

ZELIENOPLE, PA

Past

May 8, 2002 - September 17, 2004

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Past

April 25, 1997 - December 31, 2000

MBSC, LLC

CRD#: 42430

NEW YORK, NY

Past

March 16, 1994 - May 8, 2002

DREYFUS INVESTMENT SERVICES COMPANY, LLC

CRD#: 17477

PITTSBURGH, PA

Past

December 18, 1992 - March 21, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/6/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas M. Leslie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Matthew Leslie's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

AMERICAN EQUITY INVESTMENT CORPORATION

AMERICAN CAPITAL MANAGEMENT, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MBSC, LLC

DREYFUS INVESTMENT SERVICES COMPANY, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2009

Series 63

Date: 12/23/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1992

Series 24

Date: 5/6/2002

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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