PS
Patrick W. Sullivan
STRATEGIC ADVISERS LLC
LINCROFT, NJ
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CRD#: 2263829
PS
Professional summary
Patrick W Sullivan, who also goes by Patrick William Sullivan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lincroft, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick William Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-90441|OrgNmn:IABBO Basketball Referee|Org Addr:Lincroft,New Jersey,US|OBA Nature:Basketball game officiating|Invst Rel:N|Title:Independent Contractor|Duties:To Officiate Basketball games|StrtDt:|TotHrs/mon:25|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Patrick W Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LINCROFT, NJ
Current
October 13, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SMITHFIELD, RI
Past
December 2, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SHREWSBURY, NJ
Past
May 22, 2006 - September 14, 2006
MF GLOBAL INC.
BD
CRD#: 6731
NEW YORK, NY
Past
January 7, 2004 - April 17, 2006
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 4, 2002 - November 4, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
August 7, 2000 - May 10, 2001
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
August 4, 1998 - August 22, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/12/2021)
RR
Alaska(5/12/2021)
RR
Arizona(5/12/2021)
RR
Arkansas(5/12/2021)
RR
California(4/15/2013)
RR
Colorado(1/4/2019)
RR
Connecticut(10/13/2006)
RR
Delaware(4/15/2013)
RR
District of Columbia(5/12/2021)
RR
Florida(10/13/2006)
RR
Georgia(1/4/2019)
RR
Hawaii(5/12/2021)
RR
Idaho(5/12/2021)
RR
Illinois(5/12/2021)
RR
Indiana(5/12/2021)
RR
Iowa(5/12/2021)
RR
Kansas(5/12/2021)
RR
Kentucky(5/12/2021)
RR
Louisiana(5/12/2021)
RR
Maine(4/15/2013)
RR
Maryland(4/15/2013)
RR
Massachusetts(4/15/2013)
RR
Michigan(5/12/2021)
RR
Minnesota(5/12/2021)
RR
Mississippi(5/12/2021)
RR
Missouri(5/12/2021)
RR
Montana(5/12/2021)
RR
Nebraska(5/12/2021)
RR
Nevada(5/12/2021)
RR
New Hampshire(4/15/2013)
RR
New Jersey(10/13/2006)
IAR
New Jersey(3/31/2025)
RR
New Mexico(1/5/2016)
RR
New York(10/13/2006)
RR
North Carolina(4/16/2013)
RR
North Dakota(5/12/2021)
RR
Ohio(5/13/2021)
RR
Oklahoma(5/12/2021)
RR
Oregon(1/4/2019)
RR
Pennsylvania(10/13/2006)
RR
Puerto Rico(5/12/2021)
RR
Rhode Island(5/12/2021)
RR
South Carolina(4/15/2013)
RR
South Dakota(5/12/2021)
RR
Tennessee(5/12/2021)
RR
Texas(4/15/2013)
IAR
Texas(3/31/2025)
RR
Utah(5/12/2021)
RR
Vermont(5/12/2021)
RR
Virgin Islands(5/12/2021)
RR
Virginia(4/15/2013)
RR
Washington(4/15/2013)
RR
West Virginia(5/12/2021)
RR
Wisconsin(5/12/2021)
RR
Wyoming(5/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/17/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
