Robert A. Karson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Karson, who also goes by Bob Karson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2012 - July 2, 2020
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
January 17, 2012 - July 2, 2020
FIRST REPUBLIC SECURITIES COMPANY, LLC
October 23, 2009 - December 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - December 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 27, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 1, 2002 - March 3, 2008
UST SECURITIES CORP.
May 2, 1995 - December 1, 2002
UST FINANCIAL SERVICES CORP.
September 17, 1992 - February 22, 1995
FIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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