Kevin R. Caron

WASHINGTON CROSSING ADVISORS LLC

Morristown, NJ 07960

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CRD#: 2263747

Professional summary

Kevin Raymond Caron is a registered financial advisor currently at WASHINGTON CROSSING ADVISORS LLC located in Morristown, New Jersey and STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Morristown, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Raymond Caron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2017 - Present

WASHINGTON CROSSING ADVISORS LLC

Office #1: 305 Madison Avenue Suite 200, Morristown, NJ 07960

RIA

CRD#: 281511

Morristown, NJ

Current

August 21, 2007 - Present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Office #1: 305 Madison Avenue, Morristown, NJ 07960

RIA

CRD#: 793

Morristown, NJ

Past

August 21, 2007 - April 24, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST LOUIS, MO

Past

December 2, 2003 - August 21, 2007

RYAN BECK & CO.

RIA

CRD#: 3248

FLORHAM PARK, NJ

Past

April 29, 2002 - August 21, 2007

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

June 8, 1993 - May 13, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASHINGTON CROSSING ADVISORS LLC

WASHINGTON CROSSING ADVISERS LLC | WASHINGTON CROSSING ADVISORS LLC

CRD#: 281511 / SEC#: 801-108807

RIA

Registered Investment Advisory firm - (1/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/21/2007)

Arkansas
(8/21/2007)

California
(8/21/2007)

Connecticut
(8/21/2007)

District of Columbia
(8/21/2007)

Florida
(8/21/2007)

Illinois
(8/21/2007)

Maine
(8/21/2007)

Maryland
(8/21/2007)

Massachusetts
(8/21/2007)

Minnesota
(8/21/2007)

Montana
(2/11/2013)

Nevada
(8/21/2007)

New Jersey
(8/21/2007)

IAR

New Jersey
(4/18/2017)

New Mexico
(8/21/2007)

New York
(8/21/2007)

North Carolina
(1/5/2010)

Pennsylvania
(8/21/2007)

South Carolina
(8/21/2007)

South Dakota
(8/21/2007)

Texas
(2/24/2011)

Utah
(8/21/2007)

Vermont
(11/13/2007)

Virginia
(1/4/2010)

Wisconsin
(8/21/2007)

Wyoming
(2/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/1993

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

WASHINGTON CROSSING ADVISORS LLC

WASHINGTON CROSSING ADVISERS LLC | WASHINGTON CROSSING ADVISORS LLC

CRD#: 281511 / SEC#: 801-108807

RIA

Registered Investment Advisory firm - (1/4/2017 Approved)

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Contact information

Main Address

305 Madison Avenue Suite 200, Morristown, NJ 07960

Mailing Address

Phone number

(973) 549-4052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WASHINGTON CROSSING ADVISORS LLC - FORM ADV PART 2A - JUNE 2025 (6/10/2025)

Regulatory assets under management

Total Number of Accounts	3,476
AUM (Assets Under Management)	$ 2,138,764,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin R. Caron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Raymond Caron's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RYAN BECK & CO.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

WASHINGTON CROSSING ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/1994

Series 63

Date: 10/4/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/7/1993

FINRA

NYSE American LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

WASHINGTON CROSSING ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASHINGTON CROSSING ADVISORS LLC

TRUST BUT VERIFY

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