Erich A. Kline
Professional summary
Erich Anderson Kline was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Erich is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Erich had worked at 4 firms, which includes MILLER JOHNSON STEICHEN KINNARD INC., COLLIERS SECURITIES LLC, ISBIN INVESTMENTS INC., PETERSON BROTHERS SECURITIES COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2000 - March 28, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
September 10, 1996 - February 3, 2000
COLLIERS SECURITIES LLC
November 3, 1992 - September 18, 1996
ISBIN INVESTMENTS, INC.
September 17, 1992 - November 2, 1992
PETERSON BROTHERS SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 9/16/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
MILLER JOHNSON STEICHEN KINNARD, INC.
CRD#: 694 / SEC#: , 8-1303
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
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