John S. Brownson
Professional summary
John Stewart Brownson JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, John had worked at 6 firms, which includes PARAGON CAPITAL MARKETS INC., GLOBAL STRATEGIES GROUP INC., ROYAL PALM INVESTMENTS LTD., GRUNTAL & CO. L.L.C., CHELSEA STREET SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1994 - June 13, 1994
PARAGON CAPITAL MARKETS, INC.
March 4, 1994 - April 7, 1994
GLOBAL STRATEGIES GROUP, INC.
December 14, 1993 - January 22, 1994
ROYAL PALM INVESTMENTS, LTD.
September 9, 1993 - October 7, 1993
GRUNTAL & CO., L.L.C.
September 15, 1992 - September 23, 1992
CHELSEA STREET SECURITIES, INC.
September 15, 1992 - July 8, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON CAPITAL MARKETS, INC.
CRD#: 18555 / SEC#: , 8-36765
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
