Celeste G. Longo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celeste Guidry Longo, who also goes by Celeste Guidry Beau, was a registered financial professional .
Celeste is a previously registered financial professional and started their career in finance in 1992. Celeste had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 1997 - October 8, 1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION
December 22, 1992 - December 23, 2014
ICBA SECURITIES
August 11, 1992 - March 6, 2020
VINING-SPARKS IBG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLLEGE & UNIVERSITY SECURITIES CORPORATION
CRD#: 42468 / SEC#: , 8-49859
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CENTRAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS | PARENT CORPORATION | |
| BARNES, JAMES A | DIRECTOR | |
| BENKEN, JAMES EDWARD | DIRECTOR | |
| DODSON, JAMES MARSHALL | DIRECTOR | |
| GLADNEY, HAROLD LAMAR | COMPLIANCE OFFICER | 1189322 |
| HUNKINS, DONALD E | DIRECTOR | |
| LEVINGSTON, LARRY BRUCE | CFO/TREASURER | 1028551 |
| MOULTON, JEANNE MARIE | EVP/SECRETARY | 2092778 |
| PATTERSON, JOHN DALE | DIRECTOR | |
| RATZLOFF, KEITH L | CHAIRMAN | |
| SCOTT, FRANCIS JOSEPH | HEAD TRADER | 818820 |
| SHIRLEY, MICHAEL SLEET | DIRECTOR | |
| SORENSEN, ROBERT SIDNEY | DIRECTOR | |
| WADE, RANDALL EDWIN | PRESIDENT | 1572823 |
| WATSON, ELAINE MCINTYRE | DIRECTOR |
Red Flags
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