Robert E. Dains

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CRD#: 2263576

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Everett Dains, CFP®, who also goes by Bob Dains, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Dains

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-02/2022 / MONECO ADVISORS / DBA for LPL Business (entity for LPL business) / Investment Related / Fairfield, CT 2- 11/2004 / ROBERT E DAINS CPA, CFP (R) / Non-Variable Insurance / Investment Related / 1 Hr Mnth / 2296 MAIN ST, STRATFORD, CT 06615 3- 10/2012 / 1689 REALTY LLC / Real Estate Rental / Investment Related / 1089 ATLANTIC HWY, WALDOBORO, ME 04572 4- 01/1985 / ROBERT E DAINS CPA PC / Tax Prep/Accounting/CPA / Investment Related / 2296 MAIN ST, STRATFORD, CT 06615 5- 11/2013 / ATLANTIC STORAGE CENTER LLC / Real Estate Rental / Investment Related / 1693 ATLANTIC HWY, WALDOBORO, ME 04572 6- 12/2008 / MAIN STREET FINANCIAL / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Fairfield, CT 7- 10/2012 / 1691 REALTY LLC / Real Estate Rental / Investment Related / 1 HR Mnth & 1 HR during Trading / 1691 ATLANTIC HWY, WALDOBORO, ME 04572 8- 03/14/2022 - MONECO ADVISORS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 3.1.2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 87% - I provide investment advisory services through Moneco Advisors, LLC, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

February 25, 2022 - November 29, 2023

MONECO ADVISORS

RIA

CRD#: 171922

FAIRFIELD, CT

Past

February 24, 2022 - December 20, 2023

LPL FINANCIAL LLC

CRD#: 6413

FAIRFIELD, CT

Past

January 18, 2005 - March 2, 2022

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

STRATFORD, CT

Past

December 7, 2004 - March 2, 2022

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

STRATFORD, CT

Past

November 13, 2003 - December 13, 2004

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

STRATFORD, CT

Past

February 1, 2003 - December 17, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 3, 2001 - December 17, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/2001

General Securities Representative Examination

Current Firm

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

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Contact information

Main Address

2150 Post Road, Suite 201, Fairfield, CT 06824

Mailing Address

Phone number

(203) 319-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (8/18/2025)

WRAP PROGRAM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6,130
AUM (Assets Under Management)	$ 1,915,081,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Robert E. Dains

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

U.S. FINANCIAL ADVISORS

SUNAMERICA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

MONECO ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/29/2001

Current Firm

MONECO ADVISORS

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONECO ADVISORS

TRUST BUT VERIFY

Contact information

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