Gary H. Gottesman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary H Gottesman was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1964. Gary had worked at 8 firms and has passed the Series 63, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1995 - February 3, 1999
INTERAMERICAN SECURITIES CORPORATION
April 20, 1993 - September 20, 2002
PUBLIC SECURITIES, INC.
May 22, 1992 - May 4, 1993
METROPOLITAN INVESTMENT SECURITIES, INC.
November 14, 1991 - March 24, 1992
KIDDER, PEABODY & CO. INCORPORATED
September 26, 1983 - July 26, 1991
SELKIRK INVESTMENTS, INC.
January 20, 1976 - April 5, 1979
RICHARDS MERRILL WEALTH MANAGEMENT
January 29, 1975 - October 15, 1975
THE SEIDLER COMPANIES INCORPORATED
June 24, 1964 - January 14, 1975
HARRY C. POLONITZA & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 6/22/1964
Registered Representative ExaminationCurrent Firm
INTERAMERICAN SECURITIES CORPORATION
CRD#: 25542 / SEC#: , 8-41800
Contact information
Documents
Red Flags
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