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JK

Jeffrey A. Krug

X-CHANGE FINANCIAL ACCESS
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 2263458
JK

Professional summary

Jeffrey Alan Krug, who also goes by Jeffrey A Krug, Jeffrey Alan Krug, Jeffrey Krug, is a registered financial professional currently at X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeffrey A Krug | Jeffrey Alan Krug | Jeffrey Krug

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Alan Krug's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2025 - Present

X-CHANGE FINANCIAL ACCESS, LLC

Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606
BD
CRD#: 126201
CHICAGO, IL
Past

April 16, 2024 - August 13, 2025

PRISM FINANCIAL PRODUCTS LP

BD
CRD#: 306255
NEW YORK, NY
Past

March 7, 2023 - May 31, 2023

LOOP CAPITAL MARKETS LLC

BD
CRD#: 43098
NEW YORK, NY
Past

May 4, 2018 - November 13, 2020

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

January 12, 2016 - April 16, 2018

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

September 14, 2010 - June 8, 2015

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 22, 2006 - September 2, 2010

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

March 8, 2004 - September 2, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 1, 2001 - April 3, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

December 1, 2000 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

September 28, 1992 - November 13, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
Past

September 28, 1992 - November 13, 1992

SIGNATOR INVESTORS, INC.

BD
CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/30/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 6/24/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 6
Date: 9/25/1992
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC

Current Firm

XF
X-CHANGE FINANCIAL ACCESS, LLC
X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201 / SEC#: , 8-65860

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
222 W Adams Street Suite 450, Chicago, IL 60606
Mailing Address
222 W Adams Street Suite 450, Chicago, IL 60606
Phone number
(312) 235-0320
Established
Illinois since 04/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MAREX NORTH AMERICA HOLDINGS INCDIRECT PARENT
BATES, CHRISTOPHERCFO/FINOP5648556
GEYE, ANDREW JCEO-SECURITIES DIVISION6323003
KROPKE, PAUL STEVENCHIEF COMPLIANCE OFFICER2572796
MEOLA, ANGELOPRINCIPAL OPERATIONS OFFICER4218349

Disclosures

Regulatory Event32

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201Chicago, IL 60606

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