Brian T. Sklar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Todd Sklar, who also goes by Brian Todd Sklal, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 7 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2004 - November 14, 2023
BTIG, LLC
August 6, 2003 - January 12, 2004
LABRANCHE FINANCIAL SERVICES, LLC
March 3, 2003 - July 30, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
February 5, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
July 20, 1999 - July 18, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 27, 1999 - February 27, 1999
ALEXANDER, WESCOTT, & CO., INC.
December 8, 1998 - December 8, 1998
SPEAR, LEEDS & KELLOGG CAPITAL MARKETS LLC
December 8, 1998 - December 8, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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