Steven C. Delaney
Professional summary
Steven Cole Delaney is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in San Francisco, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7, Series 9, Series 10, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Cole Delaney's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2007 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 101 California Street Ste 1700, San Francisco, CA 94111March 1, 2006 - April 23, 2007
FLAGSTONE SECURITIES, LLC
February 19, 2003 - February 24, 2006
RYAN BECK & CO.
May 5, 1999 - January 15, 2003
SCOTT & STRINGFELLOW, LLC
March 18, 1993 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2007)
(4/3/2007)
(4/3/2007)
(4/3/2007)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
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