Sammy L. Gott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sammy Lee Gott, who also goes by Sam Gott, was a registered financial professional .
Sammy is a previously registered financial professional and started their career in finance in 1972. Sammy had worked at 11 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2004 - December 31, 2013
SAM GOTT, CERTIFIED FINANCIAL PLANNER
June 5, 2000 - December 26, 2013
DOMINION INVESTOR SERVICES, INC.
May 12, 1999 - June 28, 2002
HARBORSTONE INVESTMENT SERVICES
February 12, 1999 - June 6, 2000
PACIFIC WEST SECURITIES, INC.
October 20, 1997 - April 14, 1999
SUNSET FINANCIAL SERVICES, INC.
February 10, 1997 - September 24, 1997
TITAN/VALUE EQUITIES GROUP, INC.
January 23, 1997 - February 7, 1997
SUNSET FINANCIAL SERVICES, INC.
February 15, 1996 - November 26, 1996
PRUCO SECURITIES, LLC.
February 7, 1990 - January 26, 1996
AMERICAN GENERAL SECURITIES INCORPORATED
June 8, 1988 - December 31, 1989
AMERICAN GENERAL SECURITIES INCORPORATED
October 29, 1984 - June 17, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 3, 1982 - July 16, 1984
CONSECO FINANCIAL SERVICES, INC.
February 11, 1982 - October 28, 1983
PRUCO SECURITIES, LLC.
November 9, 1972 - October 28, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1972
Registered Representative ExaminationCurrent Firm
SAM GOTT, CERTIFIED FINANCIAL PLANNER
CRD#: 125314 / SEC#:
Contact information
Red Flags
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