JS
Jeffery J. Schade
MADISON AVENUE SECURITIES
Atlanta, GA 30346
Some features on this profile are disabled
CRD#: 2263323
JS
Professional summary
Jeffery John Schade, who also goes by Jeffrey John Schade, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Atlanta, Georgia.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffery has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey John Schade
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: HEARTLAND INSTITUTE OF FINANCIAL EDUCATION; INV RELATED: NOT DIRECTLY; ADDRESS: 8301 EAST PRENTICE SUITE 312 GREENWOOD VILLAGE, CO 80111 ; NATURE: CFED TEACH FINANCIAL PLANNING CLASSES ; POSITION: CFED ; START DATE: 1/01/2010 ; HOURS/MONTH: 8; TRADING HOURS/MONTH: 0 ; DUTIES: NONE OTHER THAN ANNUAL CONTINUING ED. 2.) NAME: NOTARY ; INV RELATED: NO ; ADDRESS: 6540 VICKERY CREEK ROAD, CUMMING, GA 30040 ; NATURE: NOTARY ; POSITION: NOTARY ; START DATE: 8/17/2015 ; HOURS/MONTH: 8 ; TRADING HOURS/MONTH: 0 ; DUTIES: NOTARY 3.) NAME: INTEGROUS INVESTMENT SOLUTIONS LLC ; INV RELATED: SET UP FOR BILLS AND LEASES ; ADDRESS: 1455 LINCOLN PKWY STE 325 ; NATURE: SET UP FOR BILLS AND LEASES ; POSITION: PARTNER ; START DATE: 9/1/2016 ; HOURS/MONTH: 8 ; TRADING HOURS/MONTH: 0 ; DUTIES: PARTNER PAY THE BILLS 4.) NAME: OXFORD RETIREMENT ADVISORS; INV RELATED: DBA TO OPERATE OUR PRACTICE IN NAME ONLY ALONG WITH INSURANCE BUSINESS ; ADDRESS: 1455 LINCOLN PARKWAY STE 325, ATLANTA, GA 30346 ; NATURE: DBA TO OPERATE OUR PRACTICE IN NAME ONLY ; POSITION: PARTNER ; START DATE: 2/26/2020 ; HOURS/MONTH: 0 ; TRADING HOURS/MONTH: 0 ; DUTIES: INCLUDE FIXED INDEXED ANNUITIES, LIFE, LONG TERM CARE, INSURANCE. 5.) NAME: THE RETIREMENT PLAYBOOK SERIES; INV RELATED: DBA TO MARKET CLASSES ; ADDRESS: 1455 LINCOLN PARKWAY STE 325, ATLANTA, GA 30346 ; NATURE: DBA TO MARKET CLASSES WITH THE NEW DOMAIN NAME ; POSITION: INSTRUCTOR/MARKETER; START DATE: 10/2020 ; HOURS/MONTH: 5 HOURS A WEEK; TRADING HOURS/MONTH: 2-3; DUTIES: DBA TO MARKET CLASSES.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery John Schade's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffery John Schade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2020 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1455 Lincoln Parkway Ste 325, Atlanta, GA 30346RIA
BD
CRD#: 23224
Atlanta, GA
Current
January 13, 2020 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1455 Lincoln Parkway Ste 325, Atlanta, GA 30346RIA
BD
CRD#: 23224
Atlanta, GA
Past
September 20, 2019 - January 14, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ATLANTA, GA
Past
October 27, 2015 - January 14, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ATLANTA, GA
Past
August 29, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
ATLANTA, GA
Past
March 2, 1998 - December 4, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
August 22, 1994 - March 17, 1998
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
August 8, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
BD
CRD#: 8143
NEW YORK, NY
Past
August 14, 1992 - September 15, 1994
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/22/2023)
RR
California(1/13/2020)
RR
Colorado(1/21/2020)
RR
Florida(1/21/2020)
RR
Georgia(1/15/2020)
IAR
Georgia(1/15/2020)
RR
Iowa(1/14/2020)
RR
Michigan(1/15/2020)
RR
Mississippi(1/17/2020)
RR
Nevada(8/11/2020)
RR
New York(4/16/2020)
RR
North Carolina(1/14/2020)
RR
Ohio(1/14/2020)
RR
South Carolina(1/21/2020)
RR
Tennessee(1/12/2022)
RR
Texas(1/20/2020)
RR
Virginia(4/16/2020)
RR
Wisconsin(1/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
