Sidney Gothelf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Gothelf was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1961. Sidney had worked at 2 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1971 - December 16, 1981
MHL INVESTMENTS
May 11, 1961 - August 31, 1975
666 EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/26/1959
Registered Representative ExaminationCurrent Firm
MHL INVESTMENTS
CRD#: 2535 / SEC#: , 8-12730
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
