Dewayne F. Jeter Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dewayne F Jeter Jr., who also goes by Dewayne F Jeter Jr., Dewayne Francis Jeter Jr, Dewayne Francis Jeter, France Jeter Jr, was a registered financial professional .
Dewayne is a previously registered financial professional and started their career in finance in 1992. Dewayne had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2011 - December 31, 2013
ON INVESTMENT MANAGEMENT CO
July 7, 2010 - December 31, 2013
THE O.N. EQUITY SALES COMPANY
July 14, 2008 - December 18, 2009
MSI FINANCIAL SERVICES, INC.
July 7, 2008 - December 18, 2009
MSI FINANCIAL SERVICES, INC.
November 19, 2007 - May 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2007 - May 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2006 - June 22, 2007
FORTUNE FINANCIAL SERVICES, INC.
September 1, 2000 - January 3, 2005
HORNOR, TOWNSEND & KENT, LLC
December 23, 1999 - July 24, 2000
WMA SECURITIES, INC.
May 3, 1999 - January 4, 2000
PARK AVENUE SECURITIES LLC
March 9, 1994 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 6, 1993 - February 1, 1994
AMERICAN GENERAL EQUITY SERVICES CORPORATION
September 8, 1992 - October 23, 1992
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
